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What is the duration, language, and format of FINRA Series 7 Certification Exam

  • Format: Multiple choices, multiple answers
  • Length of Examination: 225 minutes
  • Language: FINRA Series 7 offered in English (U.S.), Chinese (Simplified), Czech, Dutch, French, German, Hebrew, Italian, Japanese, Korean, Polish, Portuguese (Brazil), Russian, Spanish, and Turkish.
  • Number of Questions: 125
  • Passing score: 72%

Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7

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FINRA Series-7 Exam Syllabus Topics:

SectionObjectives
Provides Information About Investments- Taxation and risk characteristics
- Equities, fixed income, and packaged products
Seeks Business for the Broker-Dealer- Prospecting clients and marketing products
- Understanding regulatory constraints on communications
Makes Recommendations and Transfers Assets- Account transfers and asset movement procedures
- Suitability and recommendation rules
Evaluates Customers' Financial Profile- Financial status and suitability assessment
- Customer investment objectives and risk tolerance
Processes Customer Orders- Trade reporting and confirmation procedures
- Order entry, execution, and settlement basics

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